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Timothy Cody Listermann

Voya Retirement Advisors, LLC

Richmond, KY

Windsor, CT

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Current Employers
Voya Retirement Advisors, Llc

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-09-09
  • KY RA
    APPROVED
    Since 2025-09-09

Branch Locations

Richmond, KY • United States

One Orange Way, Windsor, CT 06095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed N/A KY 05/2016 10/2017
Valic Financial Advisors, Inc Durham NC 10/2017 01/2020
Unemployed Cary NC 02/2020 05/2020
Td Ameritrade Cary NC 05/2020 07/2020
Principal Life Insurance Avon Lake OH 07/2020 08/2025
Principal Securities Des Moines IA 05/2022 08/2025
Voya Richmond KY 08/2025 Present
Voya Financial Partners, Llc Richmond KY 08/2025 Present
  • 05/2016 → 10/2017
    Unemployed
    N/A, KY
  • 10/2017 → 01/2020
    Valic Financial Advisors, Inc
    Durham, NC
  • 02/2020 → 05/2020
    Unemployed
    Cary, NC
  • 05/2020 → 07/2020
    Td Ameritrade
    Cary, NC
  • 07/2020 → 08/2025
    Principal Life Insurance
    Avon Lake, OH
  • 05/2022 → 08/2025
    Principal Securities
    Des Moines, IA
  • 08/2025 → Present
    Voya
    Richmond, KY
  • 08/2025 → Present
    Voya Financial Partners, Llc
    Richmond, KY
Previous Registrations
  • 2022-06-01 → 2025-08-26
    Principal Securities, Inc.
    Richmond, KY
    Des Moines, IA
    Des Moines, IA
    Birmingham, AL
  • 2020-05-26 → 2020-07-21
    Td Ameritrade, Inc.
    Cary, NC
  • 2020-05-26 → 2020-07-21
    Td Ameritrade Investment Management, Llc
    Cary, NC
  • 2017-10-27 → 2020-02-07
    Valic Financial Advisors, Inc.
    Durham, NC
    Goldsboro, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-06
  • S66 Uniform Combined State Law Examination
    2015-11-06
Other Names
  • Tim Listermann
  • Timothy Cody Listermann
  • Timothy Listermann

View on SEC IAPD

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