Joseph Michael Rinaldi

Current Employers

Employment History

• 07/2008 → 08/2019
  Morgan Stanley
  Dallas, TX
• 08/2019 → 10/2022
  Wells Fargo Clearing Services Llc
  Plano, TX
• 10/2022 → 01/2025
  J.P. Morgan Securities Llc
  Dallas, TX
• 10/2022 → 01/2025
  Jpmorgan Chase Bank, N.A.
  Dallas, TX
• 01/2025 → 09/2025
  Avantax Investment Services, Inc.
  Dallas, TX
• 01/2025 → 09/2025
  Avantax Advisory Services
  Dallas, TX
• 01/2025 → Present
  Iconic Wealth Group
  Dallas, TX
• 01/2025 → Present
  Iconic Wealth Group
  Dallas, TX
• 01/2025 → Present
  Iconic Wealth Group
  Dallas, TX
• 05/2025 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Dallas, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Richardson, TX
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2025-01-06 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Richardson, TX
  Dallas, TX
• 2022-10-20 → 2025-01-07
  J.P. Morgan Securities Llc
  Dallas, TX
  Frisco, TX
• 2019-08-02 → 2022-11-02
  Wells Fargo Clearing Services, Llc
  Plano, TX
• 2009-06-01 → 2019-08-06
  Morgan Stanley
  Dallas, TX
  Purchase, NY
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Tulsa, OK
  Purchase, NY
• 2009-02-03 → 2009-06-01
  Citigroup Global Markets Inc.
  New York, NY
• 2007-06-12 → 2008-09-12
  Placemark Investments, Inc.
  Addison, TX
  Addison, TX
• 2005-02-23 → 2007-06-05
  Placemark Investments, Inc.
  Dallas, TX

Other Businesses

1) ICONIC WEALTH GROUP POSITION: Chief Investment Office NATURE: This entity will provide a full suite of financial services and customized portfolio allocations. These include financial planning, estate planning, investment advice, and investment management. also provides investment management consulting for various entities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 130 START DATE: 01/02/2025 ADDRESS: 13155 Noel Road, Suite 900, Dallas TX 75252, United States DESCRIPTION: My duties include wealth management and advice, risk management, financial planning, investment implementation. 2) ICONIC WEALTH GROUP POSITION: Chief Investment Officer NATURE: Tax preparation for advisory clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/02/2025 ADDRESS: 13155 Noel Road, Suite 900 Office 905, Dallas TX 75252, United States DESCRIPTION: Process returns Analyze tax managed investments Prepare returns

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-09-10
• S65 Uniform Investment Adviser Law Examination
  2005-02-22

Other Names

• Joseph Michael Rinaldi
• Joseph M. Rinaldi