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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2016-11-21 |
Branch Locations
577 Ralph Mcgill Blvd Ne, Atlanta, GA 30312 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
11800 Amberpark Drive Suite 240, Alpharetta, GA 30009 • United States
Ball Ground, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oxygen Financial | Alpharetta | GA | 10/2014 | Present |
| Student | Atlanta | GA | 01/2006 | Present |
| Kestra Investment Services,Llc | Alpharetta | GA | 05/2016 | Present |
| Kestra Advisory Services, Llc | Alpharetta | GA | 11/2016 | Present |
Business Name: Oxygen Financial Tax and Business Investment Related: No Address: 35 Old Canton Street Alpharetta GA 30009 Nature of Business: Other Other/None of the Above Offer online account aggregation, online vault storage, tax and business Position, Title or Relationship: Independent Contractor Start Date: 10/21/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Sales and ongoing administration of financial dashboard servicesBusiness Name: oXYGen Financial Insurance Investment Related: No Address: 35 Old Canton Street Alpharetta GA 30009 Nature of Business: Insurance Position, Title or Relationship: Agent. Start Date: 4/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Presenting ideas to clients around risk mitigation and protection for families and business owners by presenting solutions like life, disability, and long term care insurance. CIRCLE 285, LLC POSITION: employee NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 03/01/2018 ADDRESS: 35 Old Canton Street, Alpharetta GA 30009, United States DESCRIPTION: Sales and client service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-16 |
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