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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-11-21
  • GA RA
    APPROVED
    Since 2016-11-21

Branch Locations

577 Ralph Mcgill Blvd Ne, Atlanta, GA 30312 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

11800 Amberpark Drive Suite 240, Alpharetta, GA 30009 • United States

Ball Ground, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oxygen Financial Alpharetta GA 10/2014 Present
Student Atlanta GA 01/2006 Present
Kestra Investment Services,Llc Alpharetta GA 05/2016 Present
Kestra Advisory Services, Llc Alpharetta GA 11/2016 Present
  • 10/2014 → Present
    Oxygen Financial
    Alpharetta, GA
  • 01/2006 → Present
    Student
    Atlanta, GA
  • 05/2016 → Present
    Kestra Investment Services,Llc
    Alpharetta, GA
  • 11/2016 → Present
    Alpharetta, GA
Other Businesses

Business Name: Oxygen Financial Tax and Business Investment Related: No Address: 35 Old Canton Street Alpharetta GA 30009 Nature of Business: Other Other/None of the Above Offer online account aggregation, online vault storage, tax and business Position, Title or Relationship: Independent Contractor Start Date: 10/21/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Sales and ongoing administration of financial dashboard servicesBusiness Name: oXYGen Financial Insurance Investment Related: No Address: 35 Old Canton Street Alpharetta GA 30009 Nature of Business: Insurance Position, Title or Relationship: Agent. Start Date: 4/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Presenting ideas to clients around risk mitigation and protection for families and business owners by presenting solutions like life, disability, and long term care insurance. CIRCLE 285, LLC POSITION: employee NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 03/01/2018 ADDRESS: 35 Old Canton Street, Alpharetta GA 30009, United States DESCRIPTION: Sales and client service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-16
  • S66 Uniform Combined State Law Examination
    2016-11-16
Designations
Other Names
  • Allison Nye
  • Allison Kaye Nye

View on SEC IAPD

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