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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-04-25 |
| NC | RA | APPROVED | 2015-10-21 |
Branch Locations
Charlotte , NC • United States
6000 Fairview Rd, Charlotte, NC 28210 • United States
1414 Raleigh Rd, Chapel Hill, NC 27517 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cary | NC | 08/2015 | Present |
| Bank Of America, N.A. | Cary | NC | 10/2015 | Present |
I*1855321 Entity for Profit Name of OBA: Rental Property 1 Address: Charlotte, North Carolina, 28209 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 06/01/2024 No Hours: 0 No Hours during trading: 0 Duties: I*4981270, Entity Type: , Name of OBA: O Family Trust, Address: Albemarle, North Carolina, 28001, Investment Related: N, Position, Title, Association: Successor Trustee, Employee Start Date: 12/01/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-20 |
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