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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-04-10 |
Branch Locations
131 N. Ft. Thomas Avenue, Fort Thomas, KY 41075 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Cincinnati | OH | 07/2011 | 12/2021 |
| Ameriprise Financial Services Llc | Cincinnati | OH | 12/2021 | 04/2026 |
| Fifth Third Bank | Forth Thomas | KY | 04/2026 | Present |
| Fifth Third Securities | Forth Thomas | KY | 04/2026 | Present |
Camp Stamp LLC - 3128 Colerain Ave, Cincinnati, OH 45225 - residential/commercial rental property - owner/landlord - 2 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-07 |
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