Benjamin J Ock

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01
TX	RA	APPROVED_RES	2022-11-21

CA RA
APPROVED

Since 2025-01-01
TX RA
APPROVED_RES

Since 2022-11-21

Branch Locations

24 Greenway Plz # 1895, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Modern Wealth Advisors	Costa Mesa	CA	08/2015	Present
Tokyo Table	Irvine	CA	04/2016	01/2019
Ifs Securities Inc.	Atlanta	GA	05/2018	09/2019
Modern Wealth Law	Costa Mesa	CA	08/2016	02/2018
Jung Hoon Ock	Costa Mesa	CA	10/2018	09/2022
Cantella & Co., Inc.	Malden	MA	09/2019	09/2022
San Diego State University	San Diego	CA	08/2019	08/2021
Lpl Financial Llc	Costa Mesa	CA	09/2022	Present

08/2015 → Present

Modern Wealth Advisors

Costa Mesa, CA
04/2016 → 01/2019

Tokyo Table

Irvine, CA
05/2018 → 09/2019

Ifs Securities Inc.

Atlanta, GA
08/2016 → 02/2018

Modern Wealth Law

Costa Mesa, CA
10/2018 → 09/2022

Jung Hoon Ock

Costa Mesa, CA
09/2019 → 09/2022

Cantella & Co., Inc.

Malden, MA
08/2019 → 08/2021

San Diego State University

San Diego, CA
09/2022 → Present

Lpl Financial Llc

Costa Mesa, CA

Previous Registrations

2019-09-03 → 2022-09-23

Cantella & Co., Inc.

Costa Mesa, CA

Malden, MA

Costa Mesa, CA

Other Businesses

1) 9/2022- Modern Wealth Advisors- DBA for LPL Business (entity for LPL business)- inv. related- Costa Mesa, CA 2) 9/2022- Benjamin Ock- Non-Variable Insurance- Agent- inv. related- Costa Mesa, CA - start date 9/2022- 1hr/mth

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-11-12

S66 Uniform Combined State Law Examination

2018-11-12

Other Names

Jung Hoon Ock
Jung Hoon Ock
Ben Ock
Jung H Ock

View on SEC IAPD