Vincent Anthony Maiorano

Current Employers

B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-08-14
IL	RA	APPROVED	2016-03-22

FL RA
APPROVED

Since 2026-08-14
IL RA
APPROVED

Since 2016-03-22

Branch Locations

Delray Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
National Securities Corp	Chicago	IL	01/2016	07/2022
B. Riley Wealth Advisors	Memphis	TN	03/2016	Present
B. Riley Wealth Management	Memphis	TN	07/2022	Present

01/2016 → 07/2022

National Securities Corp

Chicago, IL
03/2016 → Present

B. Riley Wealth Advisors

Memphis, TN
07/2022 → Present

B. Riley Wealth Management

Memphis, TN

Other Businesses

1) B. RILEY WEALTH INSURANCE CORP; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; INSURANCE AGENT; START DATE: 10/2015; 30 HRS/MONTH, 10 DURING TRADING HOURS; SELL INSURANCE PRODUCTS... 2) JBT WEALTH MANAGEMENT; INVESTMENT- RELATED; SAME ADDRESS AS BRWM; DBA FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 9/2015. 40 HOURS / WEEK DEVOTED DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-10

S66 Uniform Combined State Law Examination

2016-03-10