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Noah Gonzales

LPl Financial LLC

Aurora, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-07
CO RA APPROVED 2023-08-04
  • TX RA
    APPROVED_RES
    Since 2023-08-07
  • CO RA
    APPROVED
    Since 2023-08-04

Branch Locations

1450 S Havana St, Suite 704, Aurora, CO 80012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Taxsavers Aurora CO 06/2010 Present
Avantax Investment Services, Inc. Aurora CO 09/2015 08/2023
Avantax Insurance Agency, Llc Aurora CO 02/2017 08/2023
Avantax Advisory Services Aurora CO 01/2018 08/2023
Lpl Financial Llc Aurora CO 08/2023 Present
  • 06/2010 → Present
    Taxsavers
    Aurora, CO
  • 09/2015 → 08/2023
    Avantax Investment Services, Inc.
    Aurora, CO
  • 02/2017 → 08/2023
    Avantax Insurance Agency, Llc
    Aurora, CO
  • 01/2018 → 08/2023
    Avantax Advisory Services
    Aurora, CO
  • 08/2023 → Present
    Lpl Financial Llc
    Aurora, CO
Previous Registrations
  • 2018-01-18 → 2023-08-18
    Avantax Advisory Services
    Aurora, CO
Other Businesses

1) 07/2023 - TAXSAVERS / Tax Prep/Accounting/CPA / Investment Related / Aurora, CO - Start 05/26/2020 - 80 Hrs per month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-15
  • S66 Uniform Combined State Law Examination
    2017-12-15
Other Names
  • Noah Gonzales
  • Noah R Gonzales

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Aurora, CO
FIRST COMMAND ADVISORY SERVICES · Aurora, CO
FIRST COMMAND ADVISORY SERVICES · Aurora, CO
FIRST COMMAND ADVISORY SERVICES · Aurora, CO
FIRST COMMAND ADVISORY SERVICES · Auror, CO
HFG ADVISORS · AURORA, CO
STATE FARM INVESTMENT MANAGEMENT CORP. · Aurora, CO
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Aurora, CO

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