Anand Srivastava

Current Employers

Aptos Capital Llc

Los Altos, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-10-21

CA RA
APPROVED

Since 2015-10-21

Branch Locations

Menlo Park, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Inc.	San Jose	CA	03/2012	Present
Aptos Capital Llc	Menlo Park	CA	08/2015	Present

03/2012 → Present

Voya Financial Inc.

San Jose, CA
08/2015 → Present

Aptos Capital Llc

Menlo Park, CA

Other Businesses

VOYA FINANCIAL INC., INVESTMENT-RELATED, SAN JOSE, CA, FINANCIAL SERVICES, SR. SYSTEMS ENGINEER, 03/05/2012, FULL TIME (APPROX. 160 HRS/MONTH), APPROX. 160 HRS, LEAD WEBLOGIC ADMINISTRATOR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-12-30

S65 Uniform Investment Adviser Law Examination

2014-12-30