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Current Employers
Voya Retirement Advisors, Llc

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-14
  • CA RA
    APPROVED
    Since 2023-07-14

Branch Locations

One Orange Way, Windsor, CT 06095 • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pen-Cal Livermore CA 11/2009 Present
Voya Financial Advisors, Inc. Livermore CA 01/2019 Present
Lion Street Financial, Llc Livermore CA 07/2016 12/2018
  • 11/2009 → Present
    Pen-Cal
    Livermore, CA
  • 01/2019 → Present
    Livermore, CA
  • 07/2016 → 12/2018
    Lion Street Financial, Llc
    Livermore, CA
Previous Registrations
  • 2019-01-24 → 2021-03-09
    Livermore, CA
    Braintree, MA
    Danville, CA
  • 2017-05-10 → 2018-12-31
    Lion Street Advisors, Llc
    Livermore, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-03
  • S66 Uniform Combined State Law Examination
    2017-03-03

View on SEC IAPD

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