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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-07-14 |
Branch Locations
One Orange Way, Windsor, CT 06095 • United States
San Francisco, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pen-Cal | Livermore | CA | 11/2009 | Present |
| Voya Financial Advisors, Inc. | Livermore | CA | 01/2019 | Present |
| Lion Street Financial, Llc | Livermore | CA | 07/2016 | 12/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-03 |
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