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303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-08 |
Branch Locations
303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
1544 Eureka Road, Ste 150, Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sacramento | CA | 08/2015 | 06/2022 |
| Bank Of America, N.A. | Scaramento | CA | 01/2016 | 06/2022 |
| Bankers Life Securities, Inc | Roseville | CA | 09/2022 | Present |
| Bankers Life & Casualty, Inc | Roseville | CA | 08/2022 | Present |
| Bankers Life Advisory Services, Inc | Roseville | CA | 09/2022 | Present |
BANKERS LIFE POSITION: UFT NATURE: Life insurance company INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 08/16/2022 ADDRESS: 1544 Eureka Rd Ste 150, Roseville CA 95661, United States DESCRIPTION: Recruit and train insurance agents. I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. The Professional Florist. Not investment related. 3941 Don Julio Blvd, North Highlands CA 95660. Sole proprietor florist. Owner. Start date: 03/05/2021. I spend less than 10 hours a month on the business. The time spent is on the weekends or after my 9 to 5. No hours during trading hours. I help design wedding flowers. INSURABLE INTEREST POSITION: Owner, S-Corp NATURE: This is solely to report 1099 income to the IRS and I only work for BLC, BLAS and BLS. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/14/2023 ADDRESS: 3941 Don Julio Blvd, North Highlands CA 95660, United States DESCRIPTION: This is a S-Corp set up to report 1099 income.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-20 |
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