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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-02-16
WI RA APPROVED 2021-11-10
  • AZ RA
    APPROVED
    Since 2022-02-16
  • WI RA
    APPROVED
    Since 2021-11-10

Branch Locations

16155 North 83Rd Ave. Ste 205, Peoria, AZ 85382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Peoria AZ 09/2016 07/2018
Robert W Baird & Co Milwaukee WI 08/2018 Present
Unemployed Phoenix AZ 05/2016 09/2016
  • 09/2016 → 07/2018
    Morgan Stanley
    Peoria, AZ
  • 08/2018 → Present
    Robert W Baird & Co
    Milwaukee, WI
  • 05/2016 → 09/2016
    Unemployed
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-10
  • S66 Uniform Combined State Law Examination
    2021-11-10
Other Names
  • Joanna Marie Larosa

View on SEC IAPD

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