Adam Walker

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-10-27

CA RA
APPROVED

Since 2025-10-27

Branch Locations

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Securities Llc	Chicago	IL	09/2015	06/2025
Hubro Llc	Naperville	IL	01/2021	Present
Wells Fargo Clearing Services	Walnut Creek	CA	06/2025	Present
Wells Fargo Bank	Walnut Creek	CA	06/2025	Present

09/2015 → 06/2025

Jpmorgan Securities Llc

Chicago, IL
01/2021 → Present

Hubro Llc

Naperville, IL
06/2025 → Present

Wells Fargo Clearing Services

Walnut Creek, CA
06/2025 → Present

Wells Fargo Bank

Walnut Creek, CA

Previous Registrations

2016-12-20 → 2025-06-02

J.P. Morgan Securities Llc

Chicago, IL

Chicago, IL

Elmhurst, IL

Oak Brook, IL

San Francisco, CA

San Francisco, CA

Walnut Creek, CA

Orinda, CA

Other Businesses

Entity Name: HuBro LLC Investment related: N Address: 2863 W. 95th St Suite 143 - 518 Naperville, IL 60564 Nature of the other business: Property Management Position/Title/Relationship: 50% Owner Start Date: 01/15/2021 "Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 during trading hours Briefly describe your duties: 50% owner in family business

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-12-16

S66 Uniform Combined State Law Examination

2016-12-16

Other Names

Adam Kelly Walker

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