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Ryan Andrew Carson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-30
NJ RA APPROVED 2020-07-14
  • TX RA
    APPROVED
    Since 2020-07-30
  • NJ RA
    APPROVED
    Since 2020-07-14

Branch Locations

1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 08/2015 03/2017
Lincoln Financial Network Philadelphia PA 03/2017 03/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Penninngton NJ 04/2020 Present
Pitt Ohio Llc Cinnaminson NJ 11/2017 03/2020
Bank Of America, N.A. Penninngton NJ 06/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-10
S63 Uniform Securities Agent State Law Examination 2016-04-21
  • S66 Uniform Combined State Law Examination
    2020-07-10
  • S63 Uniform Securities Agent State Law Examination
    2016-04-21
Other Names
  • Ryan A Carson
  • Ryan Carson

View on SEC IAPD

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