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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-19 |
| IL | RA | APPROVED | 2020-01-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Geneva | IL | 08/2015 | 11/2019 |
| Charles Schwab Bank | Geneva | IL | 08/2015 | 11/2019 |
| Fifth Third Bank | St. Charles | IL | 12/2019 | Present |
| Fifth Third Securities | St. Charles | IL | 12/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-25 |
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