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Matthew Perry

Ubs Financial Services Inc.

Cincinnati, OH

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-04-22
  • OH RA
    APPROVED
    Since 2021-04-22

Branch Locations

Cincinnati, OH • United States

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Covington KY 08/2015 06/2018
Morgan Stanley Chicago IL 07/2018 05/2019
Raymond James & Associates, Inc Blue Ash OH 05/2019 04/2021
Ubs Financial Services, Inc. Cincinnati OH 04/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-20
S63 Uniform Securities Agent State Law Examination 2015-11-14
  • S66 Uniform Combined State Law Examination
    2018-11-20
  • S63 Uniform Securities Agent State Law Examination
    2015-11-14
Other Names
  • Matt Allen Perry
  • Matthew Allen Perry
  • Matthew Allen Perry

View on SEC IAPD

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