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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-07-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Westlake | OH | 01/2018 | 06/2018 |
| Prudential Insurance Company Of America | Mayfield Heights | OH | 09/2019 | 07/2022 |
| Fidelity Brokerage Services Llc | Covington | KY | 08/2015 | 08/2017 |
| Merrill Lynch Pierce Fenner And Smith Incorporated | Westlake | OH | 09/2017 | 06/2018 |
| Unemployed | Mentor | OH | 06/2018 | 09/2019 |
| Pruco Securities Llc | Independence | OH | 09/2019 | 07/2022 |
| Capital Advisors Ltd | Shaker Heights | OH | 07/2022 | 03/2023 |
| Unemployed | Mentor | OH | 03/2023 | 06/2023 |
| Michael Ryan | Braintree | MA | 06/2023 | Present |
| Northwestern Mutual Investment Services Llc | Braintree | MA | 06/2023 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-14 |
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