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Nicholas M Lane

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seattle, WA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-25
TX RA APPROVED 2016-06-14
WA RA APPROVED 2015-11-27
  • CA RA
    APPROVED
    Since 2022-04-25
  • TX RA
    APPROVED
    Since 2016-06-14
  • WA RA
    APPROVED
    Since 2015-11-27

Branch Locations

401 Union St, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 08/2015 Present
Bank Of America, N.A. Seattle WA 01/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-24
  • S66 Uniform Combined State Law Examination
    2015-11-24
Other Names
  • Nic Madison Lane
  • Nicholas Lane
  • Nicholas Madison Lane

View on SEC IAPD

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