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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-02-25
GA RA APPROVED 2016-01-22
  • TX RA
    APPROVED
    Since 2016-02-25
  • GA RA
    APPROVED
    Since 2016-01-22

Branch Locations

300 Galleria Pkwy Se, Atlanta, GA 30339 • United States

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

3455 Peachtree Rd Ne Division - Southeast, Atlanta, GA 30326 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 06/2005 Present
Bank Of America, N.A. Atlanta GA 06/2011 Present
Other Businesses

I*3045299Entity Type: Church or Religious OrganizationName of OBA: Archdiocese of AtlantaAddress: Atlanta, GA 30080Investment Related: NoPosition, Title, Association: CommitteeEmployee Start Date: 12/18/2025Number of Hours: 2, MonthlyNumber of Hours during trading: 2, MonthlyDuties: Advisory council to the Archbishop of the Archdiocese of Atlanta. Provides input on confidential matters involving parish employees that may be brought to the Council for review. Advice and counsel as a lay member of the ArchdioceseI*3663285Entity Type: CharitableName of OBA: Our Lady of Lourdes Catholic ChurchAddress: Atlanta, GA 30312Investment Related: NoPosition, Title, Association: CommitteeEmployee Start Date: 02/02/2026Number of Hours: 2, MonthlyNumber of Hours during trading: 0Duties: Religious organization Member of the Finance Council I*4560276 Entity Type: Fiduciary Role Name of OBA: J E Address: Atlanta, Georgia, 30331 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/13/2026 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: In-Laws

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-11
  • S66 Uniform Combined State Law Examination
    2016-01-11
Other Names
  • Patrice Sharon Barton
  • Patrice B Smith

View on SEC IAPD

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