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Michelle R Grund

Spc

Ann Arbor, MI

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-03-17
  • MI RA
    APPROVED
    Since 2020-03-17

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc Marquette MI 01/2009 01/2018
Roberts Financial Services, Inc Marquette MI 04/2004 06/2018
Sigma Financial Corporation Ann Arbor MI 12/2018 Present
Unemployed Gwinn MI 07/2018 12/2018
Parkland Securities Ann Arbor MI 12/2018 Present
  • 01/2009 → 01/2018
    Sagepoint Financial, Inc
    Marquette, MI
  • 04/2004 → 06/2018
    Roberts Financial Services, Inc
    Marquette, MI
  • 12/2018 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
  • 07/2018 → 12/2018
    Unemployed
    Gwinn, MI
  • 12/2018 → Present
    Parkland Securities
    Ann Arbor, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-16
S63 Uniform Securities Agent State Law Examination 2005-03-17
  • S66 Uniform Combined State Law Examination
    2020-03-16
  • S63 Uniform Securities Agent State Law Examination
    2005-03-17

View on SEC IAPD

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JEFFREY STEPHEN SELF
DOUGLAS ALAN VANDERSTELT
MARCUS MAYURKANT TRIVEDI
JENNIFER A. WATSON
SCOTT ARTHUR HAYDEN
DENNIS JOHN CUNNINGHAM

Other Offices

SPC · Ann Arbor, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
FIRST HEARTLAND CONSULTANTS, INC. · ANN ARBOR, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
OSAIC ADVISORY SERVICES, LLC · Ann Arbor, MI
LPL FINANCIAL LLC · ANN ARBOR, MI

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