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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-02-16
  • GA RA
    APPROVED
    Since 2017-02-16

Branch Locations

1770 Indian Trail Lilburn Rd. Suite 400, Norcross, GA 30093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Norcross GA 09/2015 Present
World Financial Group, Inc. Norcross GA 06/2010 Present
S.NGuyen Health Insurance Agent Snellville GA 01/2014 Present
  • 09/2015 → Present
    Transamerica Financial Advisors, Inc
    Norcross, GA
  • 06/2010 → Present
    World Financial Group, Inc.
    Norcross, GA
  • 01/2014 → Present
    S.NGuyen Health Insurance Agent
    Snellville, GA
Other Businesses

Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc S.NGUYEN HEALTH INSURANCE AGENT-NO/2218 BRIGHT WATER DRIVE,SNELLVILLE,GA 30078/HEALTH INSURANCE BUSINESS/AGENT/1.1.2014/80/3/ASSIST CUSTOMERS WITH HEALTH INSURANCE NEEDS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-20
S63 Uniform Securities Agent State Law Examination 2015-12-18
  • S65 Uniform Investment Adviser Law Examination
    2017-01-20
  • S63 Uniform Securities Agent State Law Examination
    2015-12-18

View on SEC IAPD

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