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Stephen Perry Sample

Mma Securities LLC

Boston, MA

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Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-06-09
  • MA RA
    APPROVED
    Since 2026-06-09

Branch Locations

101 Huntington Ave Suite 401, Boston, MA 02199 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Boston MA 08/2015 04/2026
Marsh Mclennan Agency Boston MA 04/2026 Present
Mma Securities Llc Boston MA 04/2026 Present
  • 08/2015 → 04/2026
    John Hancock
    Boston, MA
  • 04/2026 → Present
    Marsh Mclennan Agency
    Boston, MA
  • 04/2026 → Present
    Boston, MA
Other Businesses

1.The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework. 2. OBA Name: Rental Property, Investment-related? No, OBA Address: 2534 Fleet Street, Baltimore, MD 21224, OBA Nature: Property ownership, Position, Title, or Relationship with the OBA: Owner/Landlord, OBA Start Date: 4/1/2024, Approximate number of hours/month devoted to the OBA: 1, Number of hours devoted to the OBA during securities trading hours: 0, Brief description duties related to the OBA: Owns 2534 Fleet St, Baltimore, MD 21224 and rents the property out to tenants.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-12
S63 Uniform Securities Agent State Law Examination 2015-04-14
S63 Uniform Securities Agent State Law Examination 2015-04-14
  • S66 Uniform Combined State Law Examination
    2026-05-12
  • S63 Uniform Securities Agent State Law Examination
    2015-04-14
  • S63 Uniform Securities Agent State Law Examination
    2015-04-14

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