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230 3Rd Avenue Suite 6, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-01-31 |
| MA | RA | APPROVED | 2019-05-28 |
Branch Locations
230 Third Avenue 6Th Floor, Waltham, MA 02451 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab Bank | Burlington | MA | 04/2016 | 05/2019 |
| Charles Schwab & Co., Inc. | Burlington | MA | 04/2016 | 05/2019 |
| Ballentine Partners, Llc | Waltham | MA | 05/2019 | 01/2022 |
| Ballentine Partners, Llc | Waltham | MA | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-19 |
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