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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-07-17 |
| KY | RA | APPROVED | 2026-07-16 |
| CO | RA | APPROVED | 2026-03-10 |
| FL | RA | APPROVED | 2023-10-05 |
| OK | RA | APPROVED | 2020-04-10 |
| AK | RA | APPROVED | 2014-01-03 |
| UT | RA | APPROVED | 2012-03-21 |
| TX | RA | APPROVED_RES | 2010-08-02 |
| NV | RA | APPROVED | 2010-06-28 |
| CA | RA | APPROVED | 2008-12-15 |
Branch Locations
1107 S. Baldwin Avenue Suite C, Arcadia, CA 91007 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Rowland Heights | CA | 04/2013 | Present |
| Hsbc Bank Usa, N.A. | Rowland Heights | CA | 08/2016 | Present |
1) Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA)Inc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-04 |
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