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Joseph August Frederick

Sequoia Financial Group, L.L.C.

Berwyn, PA

Akron, OH

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Current Employers
Sequoia Financial Group, L.L.C.

3500 Embassy Parkway, Akron, OH 44333 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-03-06
  • PA RA
    APPROVED
    Since 2023-03-06

Branch Locations

1205 Westlakes Dr, Berwyn, PA 19312 • United States

3500 Embassy Parkway, Akron, OH 44333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 09/2014 06/2017
Tiedemann Wilmington DE 06/2017 10/2019
Zeke Capital Advisors Berwyn PA 10/2019 Present
Sequoia Financial Advsiors Akron OH 03/2023 Present
  • 09/2014 → 06/2017
    The Vanguard Group, Inc.
    Malvern, PA
  • 06/2017 → 10/2019
    Tiedemann
    Wilmington, DE
  • 10/2019 → Present
    Zeke Capital Advisors
    Berwyn, PA
  • 03/2023 → Present
    Sequoia Financial Advsiors
    Akron, OH
Previous Registrations
  • 2021-09-20 → 2023-02-28
    Zeke Capital Advisors, Llc
    Berwyn, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-27
S63 Uniform Securities Agent State Law Examination 2015-10-21
  • S65 Uniform Investment Adviser Law Examination
    2021-08-27
  • S63 Uniform Securities Agent State Law Examination
    2015-10-21
Other Names
  • Joe August Frederick
  • Joseph Frederick

View on SEC IAPD

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