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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-04-01 |
Branch Locations
1320 Main St Ste 600, Columbia, SC 29201 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-07-12 |
| GA | RA | APPROVED | 2022-10-13 |
Branch Locations
1320 Main St Ste 600, Columbia, SC 29201 • United States
Columbia, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 08/2015 | 10/2018 |
| Ubs Financial Services Inc. | Charlotte | NC | 10/2018 | 05/2020 |
| Raymond James And Associates, Inc | Savannah | GA | 05/2020 | 09/2022 |
| Wells Fargo Clearing Services, Llc | Savannah | GA | 09/2022 | Present |
| Wells Fargo Advisors Financial Network | Columbia | SC | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-08 |
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