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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-25
MD RA APPROVED 2020-03-05
  • TX RA
    APPROVED
    Since 2020-03-25
  • MD RA
    APPROVED
    Since 2020-03-05

Branch Locations

5425 Wisconsin Avenue Suite 301, Chevy Chase, MD 20815-3552 • United States

Olney, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc. Chevy Chase MD 11/2019 Present
Morgan Stanley New York NY 10/2015 10/2019
Other Businesses

(1) NAME OF ENTITY: Rental Property ADDRESS: 61 Jane Street, New York, NY 10010 NOT INVESTMENT RELATED: BUSINESS DESCRIPTION: Rental Property CAPACITY: Owner/Passive START DATE: 10/31/2020 DUTIES: None HOURS DEVOTED PER MONTH: None HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None (2) NAME OF ENTITY: Many Hands, Inc. ADDRESS: PO Box 15048, Chevy Chase, MD 20825 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Many Hands is a women's grant making organization. CAPACITY: Other START DATE: 01/01/22 DUTIES: I will be one of the "hundreds of donors" that "are invited to participate in the Annual Meeting in May, to hear presentations by their finalist organizations, and to vote for one organization to receive the Many Hands Impact Grant." HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3): NAME: Duke DC Women's Forum Non-Investment related Karsh Alumni and /visitors Center, 2080 Duke University Road, Durham, NC 27708 To engage alumnae and to provide opportunities for learning, leadership and mentorship Board of Directors Start date: 03/30/2022 1 hour per month 0 hours during securities trading hours Plan events to further organization's mission (4) NAME OF ENTITY: Wonders Early Learning + Extended Day ADDRESS: 5272 River Road, Suite 530, Bethesda, Maryland 20816 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Accredited early childhood education, extended day, and summer camp program nonprofit in DC area. CAPACITY: Board of Directors START DATE: 08/01/2023 DUTIES: The role of the Board of Directors is to guide the strategic direction of the organization and check that the organization has the resources necessary to achieve its goals. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-05
  • S66 Uniform Combined State Law Examination
    2020-03-05

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