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Current Employers
Seneca Private Wealth, Llc

1999 Avenue Of The Stars Suite 3350, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-15
  • CA RA
    APPROVED
    Since 2025-01-15

Branch Locations

1999 Avenue Of The Stars Suite 3350, Los Angeles, CA 90067 • United States

Atlas Legacy Advisors Llc

1999 Avenue Of The Stars Suite 3350, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-04
  • CA RA
    APPROVED
    Since 2024-06-04

Branch Locations

1999 Avenue Of The Stars Suite 3350, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Century City CA 09/2015 09/2017
Wells Fargo Clearing Services, Llc Los Angeles CA 06/2019 06/2024
Atlas Legacy Advisors Llc Los Angeles CA 06/2024 Present
Ubs Financial Services Century City CA 09/2017 06/2019
Seneca Private Wealth, Llc Los Angeles CA 01/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-17
  • S66 Uniform Combined State Law Examination
    2016-06-17
Designations

View on SEC IAPD

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