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1999 Avenue Of The Stars Suite 3350, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-15 |
Branch Locations
1999 Avenue Of The Stars Suite 3350, Los Angeles, CA 90067 • United States
1999 Avenue Of The Stars Suite 3350, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-04 |
Branch Locations
1999 Avenue Of The Stars Suite 3350, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Century City | CA | 09/2015 | 09/2017 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 06/2019 | 06/2024 |
| Atlas Legacy Advisors Llc | Los Angeles | CA | 06/2024 | Present |
| Ubs Financial Services | Century City | CA | 09/2017 | 06/2019 |
| Seneca Private Wealth, Llc | Los Angeles | CA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-17 |
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