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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-12-15
  • NC RA
    APPROVED
    Since 2021-12-15

Branch Locations

Charlotte, NC • United States

7207 Ibm Drive, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Raleigh NC 09/2015 02/2020
Morgan Stanley Private Bank, National Association New York NY 09/2015 02/2020
Equitable Charlotte NC 12/2021 Present
Equitable Advisors, Llc New York NY 12/2021 Present
Mcgriff Insurance Services, Inc. Raleigh NC 12/2020 12/2021
Unemployed Raleigh/Wilkesboro NC 02/2020 12/2020
  • 09/2015 → 02/2020
    Raleigh, NC
  • 09/2015 → 02/2020
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 12/2021 → Present
    Equitable
    Charlotte, NC
  • 12/2021 → Present
    New York, NY
  • 12/2020 → 12/2021
    Mcgriff Insurance Services, Inc.
    Raleigh, NC
  • 02/2020 → 12/2020
    Unemployed
    Raleigh/Wilkesboro, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-24
  • S66 Uniform Combined State Law Examination
    2015-11-24

View on SEC IAPD

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