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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-08-08
  • IN RA
    APPROVED
    Since 2018-08-08

Branch Locations

333 S. Hope St. 55Th Fl., Los Angeles, CA 90071 • UNITED STATES

12711 N. Meridian Street, Carmel, IN 46032 • United States

Westfield, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab &Amp; Co., Inc. Indianapolis IN 08/2015 01/2017
American Funds Carmel IN 02/2017 04/2020
American Funds Carmel IN 04/2020 01/2021
American Funds Carmel IN 01/2021 01/2023
Capital Group / Capital Client Group, Inc. Carmel IN 01/2023 Present
Wheels By Gator, Llc Westfield IN 03/2025 01/2026
Capital Group/Capital Client Group, Inc. Carmel IN 01/2026 Present
The Deal Den, Llc Westfield IN 02/2026 Present
The Deal Den, Llc Westfield IN 02/2026 Present
  • 08/2015 → 01/2017
    Charles Schwab &Amp; Co., Inc.
    Indianapolis, IN
  • 02/2017 → 04/2020
    American Funds
    Carmel, IN
  • 04/2020 → 01/2021
    American Funds
    Carmel, IN
  • 01/2021 → 01/2023
    American Funds
    Carmel, IN
  • 01/2023 → Present
    Capital Group / Capital Client Group, Inc.
    Carmel, IN
  • 03/2025 → 01/2026
    Wheels By Gator, Llc
    Westfield, IN
  • 01/2026 → Present
    Capital Group/Capital Client Group, Inc.
    Carmel, IN
  • 02/2026 → Present
    The Deal Den, Llc
    Westfield, IN
  • 02/2026 → Present
    The Deal Den, Llc
    Westfield, IN
Other Businesses

1. I AM THE OWNER OF CASES BY GATOR, LLC, SINCE NOVEMBER 2016. CASES BY GATOR IS AN ONLINE CELL PHONE STORE. THIS BUSINESS IS NOT INVESTMENT-RELATED. I DO NOT EXPECT TO DEVOTE ANY HOURS TOWARDS THIS LLC DURING SECURITIES TRADING HOURS. 2. WHEELS BY GATOR, LLC POSITION: Owner NATURE: Buying and selling diecast toys. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/24/2025 ADDRESS: IN 46074, United States DESCRIPTION: Owner and operator focused on the buying and reselling of diecast cars. 3.THE DEAL DEN, LLC POSITION: Member / Owner NATURE: We will be buying returned pallets and reselling them through auctions and our, eventual, website. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 02/19/20 26ADDRESS: Westfield IN 46074, United States DESCRIPTION: Owner / Member. Running the operations with my partner by hosting the auctions and fulling the PO.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-08
S63 Uniform Securities Agent State Law Examination 2015-12-11
  • S65 Uniform Investment Adviser Law Examination
    2018-08-08
  • S63 Uniform Securities Agent State Law Examination
    2015-12-11

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