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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-11 |
| NJ | RA | APPROVED | 2021-07-29 |
| TX | RA | APPROVED_RES | 2018-03-19 |
Branch Locations
154 Spring Valley Market Pl, Spring Valley, NY 10977 • United States
51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States
177 Franklin Tpke, Mahwah, NJ 07430 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | Bronx | NY | 08/2015 | 11/2016 |
| Jp Morgan Securities Llc | Bronx | NY | 08/2015 | 11/2016 |
| New York Life Insurance Co. | Saddle Brook | NJ | 04/2017 | 11/2017 |
| Nylife Securities Llc | Saddle Brook | NJ | 09/2017 | 11/2017 |
| Unemployed | Hackensack | NJ | 11/2016 | 04/2017 |
| Wells Fargo Bank, Na | Airmont | NY | 10/2017 | Present |
| Wells Fargo Clearing Services, Llc | Airmont | NY | 11/2017 | Present |
RENTAL PROPERTY, INV RELATED, HACKENSACK, NJ, 100% OWNER, START: 1/1/2018, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-16 |
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