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Kevin Edward Seales

Schwab Wealth Advisory, Inc.

Westlake, TX

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-06
  • TX RA
    APPROVED
    Since 2026-06-06

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 05/2026 Present
Schwab Wealth Advisory, Inc. Westlake TX 05/2026 Present
Scottrade Brookfield WI 09/2015 03/2018
Merrill Lynch, Pierce, Fenner & Smith Inc. Wayzata MN 06/2020 05/2025
Tcf Inventory Finance Bloomington MN 03/2019 06/2020
Unemployed Rockton IL 03/2018 03/2019
Bank Of America, N.A. Wayzata MN 04/2025 05/2025
Osaic Wealth, Inc. Minneapolis MN 05/2025 05/2026
Everest Financial Group Llc Minneapolis MN 05/2025 05/2026
  • 05/2026 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 05/2026 → Present
    Schwab Wealth Advisory, Inc.
    Westlake, TX
  • 09/2015 → 03/2018
    Scottrade
    Brookfield, WI
  • 06/2020 → 05/2025
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Wayzata, MN
  • 03/2019 → 06/2020
    Tcf Inventory Finance
    Bloomington, MN
  • 03/2018 → 03/2019
    Unemployed
    Rockton, IL
  • 04/2025 → 05/2025
    Bank Of America, N.A.
    Wayzata, MN
  • 05/2025 → 05/2026
    Osaic Wealth, Inc.
    Minneapolis , MN
  • 05/2025 → 05/2026
    Everest Financial Group Llc
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-23
S63 Uniform Securities Agent State Law Examination 2016-01-20
  • S66 Uniform Combined State Law Examination
    2023-05-23
  • S63 Uniform Securities Agent State Law Examination
    2016-01-20
Designations
Other Names
  • Kevin E Seales
  • Kevin Seales

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL FINANCIAL LLC
ADVISOR RESOURCE COUNCIL
CHARLES SCHWAB & CO., INC.
SCHWAB WEALTH ADVISORY, INC.

Other Investors

MATTHEW R MCMANUS
VICTOR MURDAUGH WHITE
JACOB BRANDON KINNARD
RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

More in Westlake, TX

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