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801 Grand Ave, Des Moines, IA 50392-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-02-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Des Moines | IA | 08/2015 | 03/2018 |
| Principal Life Insurance Company | Des Moines | IA | 03/2018 | 06/2024 |
| Principal Securities Inc | Des Moines | IA | 08/2018 | Present |
| Principal Funds Distributor, Inc. | Des Moines | IA | 05/2019 | Present |
| Principal Asset Management | Des Moines | IA | 02/2024 | Present |
1) Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates. 2) Uber, not investment related, part time driver, start date 10/23/20, approx. 15-20 hours a month, zero hours during trading hours, independent contractor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-19 |
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