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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-08-14 |
| TX | RA | APPROVED_RES | 2025-08-14 |
| VT | RA | APPROVED | 2025-08-14 |
| NC | RA | APPROVED | 2018-08-24 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | Charlotte | NC | 08/2015 | 02/2017 |
| Park Ave Securities | Charlotte | NC | 08/2015 | 02/2017 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 03/2017 | Present |
| Tiaa | Charlotte | NC | 03/2017 | Present |
(1) MATT HATFIELD POSITION: Musician/performer NATURE: Entertainment/live music INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2002 ADDRESS: Home Address, Charlotte NC 28211, United States DESCRIPTION: I play music on occasional evenings and weekends at venues such as bars, restaurants and clubs. (2) VIRGINIA TECH ALUMNI ASSOCATION - CHARLOTTE CHAPTER POSITION: Vice President NATURE: Volunteer organization. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2016 ADDRESS: Charlotte NC 28212, United States DESCRIPTION: Organize and manage events for annual charity golf tournament. Assist President and board members with monthly meetings and activities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-22 |
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