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6050 Oak Tree Blvd. Suite 100, Independence, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-09-05 |
Branch Locations
6050 Oak Tree Blvd. Suite 100, Independence, OH 44131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keybank | Independence | OH | 07/2015 | 09/2016 |
| Key Investment Services Llc | Cleveland | OH | 08/2015 | 09/2016 |
| Key Investment Services, Llc | Cleveland | OH | 09/2016 | 09/2017 |
| Keybank | Independence | OH | 09/2016 | 09/2017 |
| Key Investment Services, Llc | Cleveland | OH | 09/2017 | 10/2018 |
| Securities America, Inc. | Independence | OH | 10/2018 | 05/2020 |
| Arbor Point Advisors | Independence | OH | 10/2018 | 05/2020 |
| Regulus Advisors, Llc | Kentwood | MI | 05/2020 | 09/2024 |
| Regal Investment Advisors, Llc | Kentwood | MI | 05/2020 | 09/2024 |
| Prasad Wealth Partners, Llc | Independence | OH | 09/2024 | Present |
1)Insurance Position: Insurance Rep Nature: Insurance sales Investment Related: Yes Hours: 2 Securities Trading Hours: 0 Start Date: 08/11/2015 Address: 5005 Rockside Rd ste 915, Independence OH 44131, United States. Receives commissions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-23 |
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