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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
1201 David Drive, Morgan City, LA 70380 • United States
185 South Beadle Road Building 2, Lafayette, LA 70508 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Iberia Bank | Baton Rouge | LA | 08/2015 | 10/2016 |
| Infinex Investments, Inc. | Baton Rouge | LA | 07/2016 | 10/2016 |
| Hancock/Whitney Investment Services, Inc. | Lafayette | LA | 10/2016 | 05/2017 |
| Hancock/Whitney Bank | Lafayette | LA | 10/2016 | 05/2017 |
| Kolder Champagne Slaven & Co. | Lafayette | LA | 05/2017 | Present |
| 1St Global Advisors, Inc. | Lafayette | LA | 06/2017 | 10/2019 |
| 1St Global Capital Corp. | Lafayette | LA | 06/2017 | 10/2019 |
| Avantax Insurance Services, Inc. | Lafayette | LA | 06/2017 | 09/2025 |
| Avantax Investment Services, Inc. | Lafayette | LA | 10/2019 | 09/2025 |
| Avantax Advisory Services | Lafayette | LA | 10/2019 | 09/2025 |
| Kcs Wealth Advisors Llc Dba Kore Financial Group | Lafayette | LA | 04/2017 | Present |
| Cetera Wealth Services, Llc | Morgan City | LA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) COMMUNITY FOUNDATION OF ACADIANA POSITION: Investment Committee Memeber NATURE: Investment Committee member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/02/2019 ADDRESS: 1035 Camellia Blvd, #100, Lafayette LA 70508, United States DESCRIPTION: I am involved with the committee in reviewing the performance of the foundation portfolio as well as to a very limited extent (by committee approval only) making changes to the funds as needed (not individually) 2) KCS WEALTH ADVISORS LLC DBA KORE FINANCIAL GROUP POSITION: Financial Advisor NATURE: Financial Advisor providing financial advice and investment services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/07/2017 ADDRESS: 185 South Beadle Road, Building 2, Lafayette LA 70508, United States DESCRIPTION: Financial Advisor providing financial advice and investment services 3) KCS Wealth Advisors; Financial Advisor; Financial planning and advisory services; IR; 130; 05/17/2016; 185 South Beadle Road Lafayette LA 70508; Financial PlanningAdvisory ServicesMeeting with clientsbranch responsibilities
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-06-22 |
| S65 | Uniform Investment Adviser Law Examination | 2015-06-05 |
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