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Johnathon August Smith

Tlg Advisors, Inc.

Summit, NJ

Elkhorn, NE

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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-08-24
  • NE RA
    APPROVED
    Since 2022-08-24

Branch Locations

475 Springfield Ave, Summit, NJ 07901 • United States

4221 N 203Rd Street, Suite 200, Elkhorn, NE 68022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Las Vegas NV 08/2015 07/2017
Wells Fargo Clearing Services, Llc Las Vegas NV 07/2017 07/2022
Oci Services Elkhorn NE 07/2022 Present
The Leaders Group Inc Littleton CO 08/2022 Present
  • 08/2015 → 07/2017
    Ameriprise Financial Services, Inc.
    Las Vegas, NV
  • 07/2017 → 07/2022
    Las Vegas, NV
  • 07/2022 → Present
    Oci Services
    Elkhorn, NE
  • 08/2022 → Present
    The Leaders Group Inc
    Littleton, CO
Previous Registrations
Other Businesses

1.) OCI SERVICES - 7/25/2022 - 4221 N 203rd Street, Suite 200, Elkhorn, NE 68022 - Account Executive, I help agents with growing their business and act as a general agency between the agent and the carriers, Not Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2) TLG ADVISORS INC - 8/24/2022 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - RA, Invt Rel, IAR business, 0 hrs/mo; 0 hrs/mo (during trading hours). 3.) JOHN AND GABBS GAMES, LLC - 10/1/2024 - 19709 Blondo Parkway, Elkhorn NE 68022 - Owner, I help my wife do some of the tasks such as create listing on eBay, Not Invt Rel, 20 hrs/mo; 0 hrs/mo (during trading hours).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-18
  • S66 Uniform Combined State Law Examination
    2015-11-18
Other Names
  • Johnathon Smith

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