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Charlotte, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank Na | New York | NY | 08/2015 | 06/2021 |
| J.P. Morgan Securities Llc | New York | NY | 08/2015 | 06/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2021 | 08/2022 |
| Bank Of America, N.A. | New York | NY | 06/2021 | 08/2022 |
| Toucan Financial Inc. | Charlotte | NC | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-19 |
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