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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-06-24
TX RA APPROVED 2026-06-24
  • NH RA
    APPROVED
    Since 2026-06-24
  • TX RA
    APPROVED
    Since 2026-06-24

Branch Locations

189 Boston Post Rd W, Marlborough, MA 01752 • United States

6 Francis St, Boston, MA 02115 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Boston MA 06/2026 Present
Jpmorgan Chase Bank, N.A. Boston MA 06/2026 Present
Mass Mutual/Baystate Finl Wakefield MA 10/2024 06/2026
Mml Investors Services, Llc Wakefield MA 10/2024 06/2026
Morgan Stanley Boston MA 04/2022 10/2024
Empower Andover MA 10/2016 03/2022
Santander Bank Andover MA 12/2015 10/2016
  • 06/2026 → Present
    Boston, MA
  • 06/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Boston, MA
  • 10/2024 → 06/2026
    Mass Mutual/Baystate Finl
    Wakefield, MA
  • 10/2024 → 06/2026
    Mml Investors Services, Llc
    Wakefield, MA
  • 04/2022 → 10/2024
    Boston, MA
  • 10/2016 → 03/2022
    Empower
    Andover, MA
  • 12/2015 → 10/2016
    Santander Bank
    Andover, MA
Previous Registrations
  • 2023-10-03 → 2024-10-29
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-24
S63 Uniform Securities Agent State Law Examination 2015-09-29
  • S66 Uniform Combined State Law Examination
    2026-04-24
  • S63 Uniform Securities Agent State Law Examination
    2015-09-29
Other Names
  • Shariq Arif Yousfi

View on SEC IAPD

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