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Robert Smith

Morgan Stanley

Boston, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-08-21
TX RA APPROVED_RES 2025-02-10
  • CT RA
    APPROVED
    Since 2025-08-21
  • TX RA
    APPROVED_RES
    Since 2025-02-10

Branch Locations

28 State Street 26Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co. Salt Lake City UT 04/2010 06/2017
Ubs Financial Services Inc. Nashville TN 07/2017 02/2019
Goldman, Sachs & Co. Llc Boston MA 02/2019 11/2023
Morgan Stanley Woburn MA 01/2025 Present
Unemployed Woburn MA 12/2023 01/2025
  • 04/2010 → 06/2017
    Goldman Sachs & Co.
    Salt Lake City, UT
  • 07/2017 → 02/2019
    Ubs Financial Services Inc.
    Nashville, TN
  • 02/2019 → 11/2023
    Goldman, Sachs & Co. Llc
    Boston, MA
  • 01/2025 → Present
    Morgan Stanley
    Woburn, MA
  • 12/2023 → 01/2025
    Unemployed
    Woburn, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-13
S63 Uniform Securities Agent State Law Examination 2019-03-11
  • S66 Uniform Combined State Law Examination
    2025-08-13
  • S63 Uniform Securities Agent State Law Examination
    2019-03-11
Other Names
  • Robert Michael Smith
  • Robert Smith

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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