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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-01-27
  • GA RA
    APPROVED
    Since 2023-01-27

Branch Locations

303 Peachtree St, Ne Fl 2, Atlanta, GA 30308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 07/2019 06/2020
Liggins Financial Milledgeville GA 09/2015 05/2020
E*Trade Securities Llc Alpharetta GA 06/2020 05/2021
Fidelity Brokerage Services Llc Atlanta GA 05/2021 05/2022
Fidelity Personal And Workplace Advisors Atlanta GA 09/2021 05/2022
E*Trade Securities Llc Alphretta GA 07/2019 05/2021
J.P. Morgan Securities Llc Atlanta GA 05/2022 11/2022
Jpmorgan Chase Bank, N.A. Atlanta GA 05/2022 11/2022
Fidelity Atlanta GA 05/2021 05/2022
Etrade Alpharetta GA 07/2019 05/2021
Liberty Tax Service Alpharetta GA 01/2015 07/2019
Morgan Stanley Alpharetta GA 04/2021 05/2021
Truist Advisory Services Inc. Atlanta GA 12/2022 Present
Truist Advisory Services Inc. Atlanta GA 12/2022 Present
  • 07/2019 → 06/2020
    E*Trade Securities Llc
    Alpharetta, GA
  • 09/2015 → 05/2020
    Liggins Financial
    Milledgeville, GA
  • 06/2020 → 05/2021
    E*Trade Securities Llc
    Alpharetta, GA
  • 05/2021 → 05/2022
    Fidelity Brokerage Services Llc
    Atlanta, GA
  • 09/2021 → 05/2022
    Fidelity Personal And Workplace Advisors
    Atlanta, GA
  • 07/2019 → 05/2021
    E*Trade Securities Llc
    Alphretta, GA
  • 05/2022 → 11/2022
    Atlanta, GA
  • 05/2022 → 11/2022
    Jpmorgan Chase Bank, N.A.
    Atlanta, GA
  • 05/2021 → 05/2022
    Fidelity
    Atlanta, GA
  • 07/2019 → 05/2021
    Etrade
    Alpharetta, GA
  • 01/2015 → 07/2019
    Liberty Tax Service
    Alpharetta, GA
  • 04/2021 → 05/2021
    Morgan Stanley
    Alpharetta, GA
  • 12/2022 → Present
    Atlanta, GA
  • 12/2022 → Present
    Atlanta, GA
Previous Registrations
  • 2022-07-28 → 2022-09-30
    Atlanta, GA
    Atlanta, GA
  • 2021-09-21 → 2022-05-09
    Fidelity Personal And Workplace Advisors
    Stone Mountain, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-13
S63 Uniform Securities Agent State Law Examination 2019-11-21
  • S66 Uniform Combined State Law Examination
    2021-09-13
  • S63 Uniform Securities Agent State Law Examination
    2019-11-21
Other Names
  • Roderick G Liggins
  • Roderick Liggins
  • Roderick Gene Liggins
  • Roderick G. Liggins

View on SEC IAPD

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