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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-09 |
| WA | RA | APPROVED | 2022-12-20 |
Branch Locations
10885 Ne 4Th St 1400, Bellevue, WA 98004 • United States
Seattle, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Bellevue | WA | 08/2015 | Present |
| Nylife Securities, Llc | Bellevue | WA | 05/2017 | Present |
| Eagle Strategies Llc | Sammamish | WA | 12/2022 | Present |
| L & M Financial Services, Llc | Bellevue | WA | 01/2026 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products;2343 NE Park Drive, Issaquah WA 98029; Start Date 07/2019; Role/Title: Insurance Broker; Investment Related; 40 hours per month; 40 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF L & M Financial Services, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; BELLEVUE WA; START DATE: 01/2026] [The Light Collective; Our mission is to create a hope-oriented community where families who have a child with cancer can build resilience and share delight.; PO Box 55423 Shoreline, WA 98155; Start Date 02/2026; Role/Title: Board Member; Investment Related; 10 hours per month; 2 hours per month during securities trading hours; treasurer]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-10 |
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