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Current Employers
Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-11-08
  • TN RA
    APPROVED
    Since 2024-11-08

Branch Locations

Jackson, TN • United States

9729 Cogdill Rd. Ste. 104, Knoxville, TN 37932 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Horace Mann Investors Inc. Springfield IL 10/2015 02/2021
Horace Mann Springfield IL 10/2015 02/2021
Silver Oak Securities Inc Jackson TN 06/2021 Present
Houston Levee Community Center Cordova TN 04/2018 01/2022
  • 10/2015 → 02/2021
    Horace Mann Investors Inc.
    Springfield, IL
  • 10/2015 → 02/2021
    Horace Mann
    Springfield, IL
  • 06/2021 → Present
    Silver Oak Securities Inc
    Jackson, TN
  • 04/2018 → 01/2022
    Houston Levee Community Center
    Cordova, TN
Other Businesses

1) Brown Financial Services,Is Not Investment Related,3161 Hwy 45 Bypass, #D205, Jackson, TN 38305,Brown Financial Services,DBA for Registered Representative and Multiline insurance agent, offering property, casualty, health and life products. ,2021-06-08,175 hours per month,0 hours per month during trading hours,Commission Compensation,Financial Services 2) Magellan Federal,Is Not Investment Related,"2800 Shirlington Rd # 350, , Arlington, VA, 22206, United States",Counseling,Personal Financial Counselor,3/18/2025,160 hours per month,110 hours per month during trading hours,Salary Compensation,"This position will provide personal financial services at assigned military installations. Primary responsibilities include the full breadth of personal financial counseling services to military service members and their families at military installations. Services include education and counseling addressing financial services that may include, but are not limited to, one-on-one counseling, consultation with a commander or with another provider or staff, conducting briefings and presentations, or providing referral resources to a participant outside the context of a counseling session. Works closely with the installation and military branch Points of Contact (POC) to assure that the program is providing within scope and meets the needs of the installation. This position does not offer, or, provide financial advice, or, recommendations. Counseling will be provided at the TN Army National Guard Unit in Jackson, TN."

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-07-31
  • S63 Uniform Securities Agent State Law Examination
    2020-07-31
Designations

View on SEC IAPD

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