Best Investors Account Sign in
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-06-08
  • IN RA
    APPROVED
    Since 2018-06-08

Branch Locations

Indianapolis, IN • United States

520 Cool Springs Blvd, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 08/2015 Present
Charles Schwab Bank, Ssb Indianapolis IN 08/2021 03/2025
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-08
S63 Uniform Securities Agent State Law Examination 2016-02-08
  • S65 Uniform Investment Adviser Law Examination
    2018-06-08
  • S63 Uniform Securities Agent State Law Examination
    2016-02-08

View on SEC IAPD

More in Indianapolis, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor