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Nathan Elidio Lugo

Charles Schwab & Co., Inc.

Los Angeles, CA

Newport Beach, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-01
  • CA RA
    APPROVED
    Since 2022-09-01

Branch Locations

1840 Century Park East Suite 100, Los Angeles, CA 90067 • United States

610 Newport Center Drive Suite 150, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Culver City CA 08/2015 05/2017
Jpmorgan Chase Bank Culver City CA 10/2014 05/2017
Fidelity Brokerage Services Los Angeles CA 05/2017 06/2022
Fidelity Personal And Workplace Advisors Boston MA 07/2018 06/2022
Td Ameritrade, Inc. Beverly Hills CA 05/2022 06/2024
Td Ameritrade Investment Management, Llc Beverly Hills CA 06/2022 06/2024
Charles Schwab & Co., Inc. Los Angeles CA 06/2022 Present
Charles Schwab Bank, Ssb Beverly Hills CA 06/2022 06/2022
Charles Schwab Banks Ssb Los Angeles CA 10/2022 Present
  • 08/2015 → 05/2017
    Jp Morgan Securities Llc
    Culver City, CA
  • 10/2014 → 05/2017
    Jpmorgan Chase Bank
    Culver City, CA
  • 05/2017 → 06/2022
    Fidelity Brokerage Services
    Los Angeles, CA
  • 07/2018 → 06/2022
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 05/2022 → 06/2024
    Td Ameritrade, Inc.
    Beverly Hills, CA
  • 06/2022 → 06/2024
    Td Ameritrade Investment Management, Llc
    Beverly Hills, CA
  • 06/2022 → Present
    Charles Schwab & Co., Inc.
    Los Angeles, CA
  • 06/2022 → 06/2022
    Charles Schwab Bank, Ssb
    Beverly Hills, CA
  • 10/2022 → Present
    Charles Schwab Banks Ssb
    Los Angeles, CA
Previous Registrations
  • 2022-07-01 → 2023-07-06
    Td Ameritrade Investment Management, Llc
    Beverly Hills, CA
  • 2022-07-01 → 2022-10-14
    Td Ameritrade, Inc.
    Beverly Hills, CA
  • 2018-07-13 → 2022-06-24
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2018-05-11 → 2018-07-13
    Strategic Advisers Llc
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-16
S63 Uniform Securities Agent State Law Examination 2015-11-09
  • S66 Uniform Combined State Law Examination
    2017-11-16
  • S63 Uniform Securities Agent State Law Examination
    2015-11-09
Designations
Other Names
  • Nathan Lugo

View on SEC IAPD

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POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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