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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-04 |
| TX | RA | APPROVED | 2024-04-04 |
Branch Locations
444 South Flower Street,34Th Floor, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Pasadena | CA | 07/2015 | 01/2017 |
| Jp Morgan Chase Bank | Pasadena | CA | 07/2015 | 01/2017 |
| Jp Morgan Chase Bank | Glendale | CA | 05/2017 | 11/2021 |
| Jp Morgan Securities, Llc | Glendale | CA | 05/2017 | 11/2021 |
| Mj Tiguis Trends | Los Angeles | CA | 11/2016 | 01/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 11/2021 | 03/2024 |
| Morgan Stanley | Los Angeles | CA | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-14 |
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