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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-09-30
  • WA RA
    APPROVED
    Since 2022-09-30

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

10900 Ne 8Th Street, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2016 01/2017
Northwestern Mutual Investment Services Llc Bellevue WA 05/2016 01/2017
Kaizen Financial Advisors, Llc Kirkland WA 02/2017 04/2021
Highland Private Wealth Management Bellevue WA 05/2021 09/2022
Hightower Advisors Chicago IL 09/2022 Present
  • 01/2016 → 01/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2016 → 01/2017
    Northwestern Mutual Investment Services Llc
    Bellevue, WA
  • 02/2017 → 04/2021
    Kaizen Financial Advisors, Llc
    Kirkland, WA
  • 05/2021 → 09/2022
    Highland Private Wealth Management
    Bellevue, WA
  • 09/2022 → Present
    Hightower Advisors
    Chicago, IL
Previous Registrations
  • 2022-04-11 → 2022-10-25
    Highland Private Wealth Management
    Bellevue, WA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-07-05
  • S63 Uniform Securities Agent State Law Examination
    2016-07-05
Designations
Other Names
  • Michael Chang

View on SEC IAPD

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