Larry Lytle

Current Employers

Employment History

• 08/2009 → 10/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mesa, AZ
• 05/2011 → 10/2017
  Bank Of America, N.A.
  Gilbert, AZ
• 10/2017 → 05/2023
  Rbc Capital Markets, Llc
  Phoenix, AZ
• 05/2023 → Present
  Wiser Advisor Group
  Phoenix, AZ
• 08/2023 → 03/2026
  Great Point Capital, Llc
  Chicago, IL
• 03/2026 → Present
  Quincy Wells Capital, Llc
  Phoenix, AZ

Previous Registrations

• 2017-10-03 → 2023-05-25
  Rbc Capital Markets, Llc
  Phoenix, AZ
• 2009-08-31 → 2017-10-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Gilbert, AZ

Other Businesses

(1) CIMARRON GENERAL INVESTMENTS LLC; ADDRESS: 10645 N TATUM BLVD, STE 200-674, PHOENIX, ARIZONA 85028; BUSINESS DESCRIPTION: LLC IS GENERAL PARTNER FOR FRANKLIN INVESTORS, LLLP.; NOT INVESTMENT RELATED; START DATE: 12/29/2014; CAPACITY: OWNER-ACTIVE; DUTIES: PARTICIPANT IN THE BOARD MEETING; HOURS DEVOTED TO THIS OBA PER MONTH: 1; HOURS DEVOTED DURING SECURITIES TRADING: 0; (2) FRANKLIN INVESTMENTS LLLP; ADDRESS: 10645 N TATUM BLVD, SUITE 200-674, PHOENIX, ARIZONA 85028; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: LIMITED PARTNERSHIP FOR FAMILY INVESTMENTS; START DATE: 12/29/2014; CAPACITY: OWNER-ACTIVE; DUTIES: ATTEND BOARD MEETINGS; HOURS DEVOTED TO THIS OBA PER MONTH: 1; HOURS DEVOTED DURING TRADING: 1; (3) FOLDS OF HONOR; ADDRESS: 8711 EAST PINNACLE PEAK ROAD PMB 326, SCOTTSDALE, AZ; BUSINESS DESCRIPTION: NON-PROFIT; NOT INVESTMENT RELATED; START DATE: 01/2024; CAPACITY: TREASURER; DUTIES: GENERAL OVERSIGHT; NUMBER OF HOURS DEVOTED: 10; HOURS DEVOTED DURING TRADING: NONE; (4) NONPROFIT CONSULTING: ADDRESS: 4616 E Sunset Dr, Phoenix, AZ 85028; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: PROVIDE CONSULTING TO NON-PROFITS AND CONDUCT SPEAKING ENGAGEMENTS ON NONPROFIT TOPICS; CAPACITY: SOLE PROPRIETOR; START DATE: 7/2/2018; DUTIES: CONTRACTED FOR SPEAKING ENGAGEMENTS ON VARIOUS TOPICS RELATED TO NONPROFITS. CONDUCT LIMITED CONSULTING ENGAGEMENTS WITH NONPROFIT ADMINISTRATIONS AND BOARDS; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (5) VIDA NUEVA INVESTMENTS, LLC; ADDRESS: 4616 E Sunset Dr, Phoenix, AZ 85028; PERSONAL RESIDENCE; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: LLC HOLDING RENTAL REAL ESTATE; CAPACITY: OWNER-ACTIVE; START DATE: 6/1/2009; DUTIES: MANAGE AND ACQUIRE RENTAL REAL ESTATE; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (6) NAME OF ENTITY: Vida Nueva Cali ADDRESS: 802 S Sierra Ave, Solana Beach, CA 92075 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Real Estate CAPACITY: Owner - Active START DATE: 10/11/2021 DUTIES: Expense Tracking, Check Writing, Contract tracking HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (7) NAME OF ENTITY: Lytle Democratization Technologies LLC ADDRESS: 10645 N Tatum Blvd Ste 200-674, Phoenix AZ 85028 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: The LLC focuses on designing and launching technology-based businesses. CAPACITY: Owner - Active START DATE: 1/26/22 DUTIES: As one of the two partners, I will help in the crafting of novel business concepts and evaluating partnerships to bring those concepts to market. HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (8) NAME OF ENTITY: The Ark Project LLC ADDRESS: 4616 E Sunset Dr, Phoenix, AZ 85028 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: The company will use AI to create customer service alter-egos. CAPACITY: Owner - Active START DATE: 2/11/22 DUTIES: I will be an active owner for the business. I will work with the design and direction of the development of a consumer product. HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (9) NAME OF ENTITY: Wiser Venture, LLC ADDRESS: 4616 E Sunset Dr, Phoenix, AZ 85028 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Business is engaged in investment banking activities. CAPACITY: Owner - Active START DATE: 5/11/23 DUTIES: An active owner of the business HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 Larry Lytle will be the Treasurer at Hugh Lytle for Governor. The address of the Hugh Lytle for Governor is 20044 N 101st Way Scottsdale AZ 85255. The start date is Jan 26, 2026. His duties will be keeping the books for Governor race for Arizona, and he plans to spend 4 hours per month during normal trading hours and 8 hours per month outside of normal trading hours. This is not investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-12-29
• S65 Uniform Investment Adviser Law Examination
  2004-12-29

Designations