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10 E. 53Rd Street Suite 1400, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-27 |
| CA | RA | APPROVED | 2023-11-06 |
Branch Locations
580 California Street Suite 700, San Francisco, CA 94104 • United States
10 E. 53Rd Street Suite 1400, New York, NY 10022 • United States
10 E. 53Rd Street Suite 1400, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-08 |
| CA | RA | APPROVED | 2023-07-19 |
Branch Locations
San Francisco, CA • United States
10 E. 53Rd Street Suite 1400, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc Dba Hamano & Associates | San Francisco | CA | 01/2016 | 12/2017 |
| Bloomberg, Lp | San Francisco | CA | 01/2018 | 05/2023 |
| Quantum Portfolio Management, Llc | New York | NY | 06/2023 | Present |
| Index Technologies Group, Llc | New York | NY | 09/2023 | Present |
Index Technologies Group, LLC, address same as office address. Investment-related, Title same as Quantum, Start Date: 09/2023, Spend 75% of time
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-18 |
| S66 | Uniform Combined State Law Examination | 2015-10-19 |
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