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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2019-05-23
MN RA APPROVED 2019-05-08
  • ND RA
    APPROVED
    Since 2019-05-23
  • MN RA
    APPROVED
    Since 2019-05-08

Branch Locations

567 32Nd Ave E Ste A, West Fargo, ND 58078 • United States

Moorhead, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Grafton ND 01/2016 03/2020
Ameriprise Financial Services, Llc Fargo ND 03/2020 Present
Other Businesses

Board of Directors; Triumph Elder Board; Elder; 2901 20th St S , , Moorhead , MN, 56560; Not Investment-Related; 06/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Park Christian School; Conduct Practice, develop game plans, manage film sessions and weightroom activities.; Football Coach/Athletics; 300 17th St N , , Moorhead, MN, 56560; Not Investment-Related; 08/12/2024; 10 to 19 hours per month; 0 during trading hours / Surety Wealth Group, LLC; My role is to meet with clients and help them with their retirement portfolios. Responsibilities are to conduct meetings, follow up with summary letters, make necessary forms available to clients to conduct business, rebalance portfolios and help clients achieve their financial goals.; Manage advisory business; 567 32nd Ave E , Suite A , West Fargo , ND, 58078; Investment-Related; 02/19/2025; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Triumph Lutheran Brethren Church; The Administration and Finance Committee consists of 7 members and shall consist of Congregational Chair, the Congregational Treasurer, two members appointed by the Elder Board who may be Elders, and three members elected by the congregation, all of whom shall be confessing members of Triumph Lutheran Brethren Church. The congregational members shall be nominated by the Nominating Committee for election at the annual meeting of the congregation for a three-year term. I would not have direct access to the churches account and I would not have signing authority of any accounts.; 20th St S, , Moorhead, MN, 56560; Not Investment-Related; 06/01/2020; 1 to 9 hours per month; 0 during trading hours / Biolife Plasma; I want to start donating plasma, at most, twice a week. I will get paid for this depending on how many times I donate. I can only donate two times a week maximum.; 2960 12th St S , , Moorhead , MN, 56560; Not Investment-Related; 02/01/2024; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-18
  • S66 Uniform Combined State Law Examination
    2019-04-18

View on SEC IAPD

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